This is an HTML sample from the full PDF downloadable Tao of Divorce eBook. This sample includes the Table of Contents, Preface, Chapter 3 and Authors' Bios. You may order the full version here. |
The attorney-client relationship is comparable to the ruler-general relationship. Think of your divorce lawyer as a military leader, or "Sage General," capable of developing strategies, leading an army of associates and paralegals, and negotiating the peace treaty.
Military leadership receives orders
from the civilian leadership.-- Sun Tzu
You must now be the sovereign ruler responsible for appointing (and sometimes dismissing) the Sage General, a highly specialized professional. As Sovereign Ruler, you control the larger picture and are the ultimate decision maker.
A capable general
without interference
by the ruler will be
victorious.-- Sun Tzu
Sun Tzu believes warfare is too important for civilians, insisting on partial autonomy of the day-to-day operation of the army once the sovereign establishes political objectives; Sage Generals implement the Sovereign Ruler's policies. Just as Sun Tzu would not allow the emperor to interfere with technical military matters, you should not interfere with your lawyer's technical expertise. Divorce strategies require his legal experience and advice, so your reliance on the attorney for strategy is inevitable--counsel decides the Tao, (the "Way") of war. When clients think they understand judges better than their lawyers, they are often unhappy with the results.
A client's insistence on second guessing her lawyers often leads to disappointment:
Mary was married for 23 years to George, a highly successful surgeon, who had several affairs and had hurt Mary when he moved in with his young girlfriend. His lawyer offered one-half of the assets and reasonable, but not generous, alimony. Eventually, George increased his offer because of our diplomatic efforts. Mary was too angry to accept it, believing the judge would punish George financially for breaking his marital vows. Preferring military action to diplomacy, she spent over $30,000 on legal fees, lived through a litigation nightmare, and was awarded almost exactly what diplomacy would have gained her.
The sage general
is the extremely subtle
and mysterious director
of the enemy's fate.-- Sun Tzu
Sage Generals create circumstances that assure victory, then use diplomacy based on strength to win without fighting. Your lawyer should be able to draw upon an ethical philosophy that compels peace by his ability to wage war. Through spies or psychological warfare, the Sage General is victorious without armed conflict. What enemy would risk annihilation by attacking a fearsome, but humane Sage General?
Your Sage General can also achieve superior results in divorce warfare by building a solid case, then negotiating a settlement agreement backed by planning and preparation. Diplomacy based on strength will avoid warfare, or trial.
The Sage General, working quietly but effectively may help you implement a "carrot and stick" strategy:
Harry was not inclined to settle his case without some arm twisting. Joyce anticipated his recalcitrance, so she spent almost three months gathering information, including planting a spy at his restaurant to count cash receipts and tally costs. We presented this evidence along with a reasonable settlement offer to Harry's lawyer. The weight of the evidence combined with the favorable settlement offer persuaded Harry not to fight. If the evidence had been weak or the offer unreasonable, the case would have gone to trial.
Generals who do not know the terrain will lose.
-- Sun Tzu
Your Sage General must know the terrain--legal, financial, actuarial, tax related, and psychological--and must be experienced in issues ranging from valuing a closely held business to devising a co-parenting plan for young children. Ask whether counsel specializes in matrimonial law. Attorneys unsophisticated in family law often take unrealistic positions that lead to protracted litigation. You may hope your husband retains inexperienced counsel (believing that such an attorney may be an easy targets for more sophisticated lawyers), but instead they cause undue financial and emotional hardship on both spouses because of their inability to settle cases.
Advance knowledge cannot be
gained by ghosts and spirits,
but only from experience.-- Sun Tzu
Supreme Court Justice Oliver Wendell Holmes said that a lawyer's most important job is to predict what a court would do in any given situation. The right or intuitive part of the brain is most useful for predicting events, and the left or scientific part is better at explaining past events. Science is no substitute for the instincts of an experienced observer.
Apply the "Holmes" test. Ask your prospective attorney about different family court judges. In most jurisdictions, the family court bench and bar is small; all active practitioners have appeared before each judge. Can they name each judge? What is each judge's reputation? Have they argued contested motions or tried cases before each judge? What kind of cases? Did any have a fact pattern similar to yours? What was the outcome? Ask about the lawyer's most recent trial experience. Finally, do they have wisdom? Can they turn their experience into an accurate intuitive barometer of judicial behavior?
- Accessibility and Responsiveness
If your signals are erroneous or lost,
the enemy can overwhelm you.-- T'ai Kung
Communication is essential to conflict resolution. Ask whether phone calls are returned within 24 hours. Some lawyers fail to communicate with you about your case, do not answer your phone calls, and get annoyed when you ask questions. They fancy themselves as members of a secret society doing their utmost to heighten the mystery. We often hear stories of frustrated clients who are victims of these callous, disrespectful lawyers.
Sages achieve wisdom by remaining low, humble.
-- Lao Tzu
Some lawyers may be psychologically healthy but nevertheless lack the humility necessary to gain wisdom. Women facing divorce are often vulnerable to the influence of a strong patriarchal figure whose style prohibits a successful client-attorney relationship. An arrogant, patronizing attorney who treats clients like children cannot adequately represent you. "Please detail the various grounds for divorce," you ask. "You need not worry your pretty little head, I'll take care of everything," he answers. Their arrogance not only makes them poor listeners, but also jeopardizes your case, since they cannot prepare thoroughly. They fail to learn enough from the client--preconceived notions block their ability to gain knowledge and wisdom.
Military affairs are directed by the general,
not the ruler.-- Zhuge Liang
Avoid lawyers who encourage you to make all the decisions. "What is our best course of action?" you ask, only to receive a noncommittal "Well, that's really up to you." Perhaps unsure of himself--or worried about suits for malpractice--he abandons his responsibility. Your Sage General must actively make decisions with your advice and consent. Even explaining alternatives, "on the one hand, we could...and on the other hand," is inadequate. Lawyers should explain all alternatives and recommend a course of action: Only then can you make an informed decision.
Good generals select intelligent officers,
thoughtful advisors, and brave subordinates.
They oversee their troops like a fierce tiger with wings.-- Zhuge Liang
You must be comfortable with the Sage General and his brave subordinates. Will you be handed over to associates or paralegals? If so, insist on meeting them and ask about their rates and experience. Good Sage Generals establish a chain of command by selecting the right subordinates and closely monitoring their activities.
- Style and Psyche
Sages are guided by what they feel,
not what they see.-- Lao Tzu
Domestic relations lawyers are an unusual mix, some psychologically healthy, others deeply troubled. Lawyers, like therapists, must listen to and be understanding of clients. Unlike their mental health counterparts, they must perform in the real, but uncertain world of divorce court, which inevitably causes tension in the relationship. Lawyers enter these tense relationships without mental health training or psychological "supervision."
Lawyers' personality disorders, hang-ups, phobias, and paranoia can creep into the attorney-client relationship. You must be sensitive to potential psychopathology during the interview. Watch for warning signs from practitioners who themselves have been through messy, highly contentious divorces. Some of these attorneys are serious troublemakers who cannot help themselves, let alone help you.
You are harmed by decadence
when judgment is based on private views,
when forces are mobilized for personal reasons.
These generals are treacherous and immoral.-- Zhuge Liang
In one highly contested custody case, our client reviewed court divorce records for "dirt" about the opposing counsel's own divorce. The foot-thick file contained sordid details of a decade-long war. At our first meeting with both lawyers and both parties, we were polite and constructive; but without provocation, opposing counsel stood up and screamed obscenities and physically assaulted our client. He needed supervision and psychotherapy.
Psychotherapists' fees, unlike legal fees, are often covered by insurance, and therapists are trained to deal with your psychological needs. You get very poor value by "ventilating" with your $200-an-hour lawyer. Even a psychologically healthy lawyer can be a dangerous therapist, and a disturbed lawyer can ruin you.
Beware of lying lawyers. Clients sometimes ask us to misrepresent matters to the court saying, "But the other lawyer did; if they fight dirty, so should we." Lying can create short term benefits, but lying is always improper before a court. Wars are won based on truth, even if it means losing occasional battles. Do not ask your lawyer to risk his or her professional reputation, especially since you may lose the war despite fighting dirty. Lawyers who violate ethics rules or break the law may also take liberties with your billing. Do not expect selective dishonesty, especially when money is at stake. If they cheat justice, they will cheat you, too.
Too much talk will exhaust itself.
It is better to stay centered.--Lao Tzu
Taoists value staying centered. As with the laws of nature, unbalanced extremes will eventually recede to the middle. Overly aggressive and passive lawyers are extremes, or as Taoists would say, out of harmony with nature. Judges tend to disdain extremes and enforce the laws of nature. Neither the nasty, aggressive showman nor the mute coward will prosper.
Know the male, but keep the female.
All things carry Yin and hold to Yang,
their blended influence brings Harmony.-- Lao Tzu
- Gender
Gender can be a factor--you may not know whether your Sage General should be male or female. The seminal Taoist work, I Ching (the Book of Changes) introduces the concept of yin and yang, which are complementary polarities. Taoism attempts to meld extremes and produce a balanced whole. Similarly, male and female attributes are considered complementary polarities that need harmony and balance. Yang, or male brain physiology, stresses the left hemisphere's ability to specialize intellectually while the yin, or female right-dominated brain, is superior at using feelings and intuition. Men tend to rely on so-called "scientific" evidence while women rely more on their instincts, especially when perceiving danger.
Taoists believe that relying on a purely scientific approach is dangerous since the purest form of knowledge and wisdom comes from your feelings. Sage rulers took advantage of yin and yang polarities by balancing the two, but our culture does not value yin, i.e., "women's intuition." In divorce warfare, yin is essential.
The most important aspect of your choice between male and female general is comfort level. In our practice we balance polarities by using a coed team approach that seems to work well. So try the team approach and pick a firm with male and female lawyers, especially if making the choice is troublesome. Balancing polarities also encourages greater sensitivity to opposite-sex issues and feelings.
- Negotiating Skills
Be suspicious of those claiming
to seek peace without bringing a treaty,
for they are plotting.-- Sun Tzu
Over 90% of cases are settled without trial, so negotiation skills are critical. Sage Generals are masters of war and diplomacy; they can conduct a siege and negotiate a peace treaty. While using one lawyer throughout the campaign is desirable, your lawyer may not possess all the skills necessary for negotiating a settlement agreement. Some lawyers are too accommodating, while others are too litigious--neither can serve you well. If your lawyer is not a Sage General, consider executing your general: fire the warring lawyer and replace him with a good negotiator.
At war's end, you want a well-crafted peace treaty, or settlement agreement. Make a mistake now and you will suffer interminably since the agreement may affect you for the rest of your life. You worked hard to achieve victory--do not give it away by failing to pay attention to details. In Part Three, "The Aftermath," we discuss the peace treaty and how to replace the warring general with a "negotiator general."
- Legal Fees
A country can be impoverished by its troops.
-- Sun Tzu
Ask about fees. Retainers of several thousand dollars are usually required since divorce clients often dispute bills, and lawyers, after filing an appearance, cannot resign without the court's permission. Most lawyers require their new clients to sign a fee agreement requiring a retainer that is debited for fees and costs, usually on a monthly cycle. Hourly rates vary by location and experience. Expect fees ranging from $100 to $500 per hour, with average urban fees in the $150 to $250 range. You should ask for and receive monthly statements that break out fees by 1/10s of an hour; set forth costs; and describe the service provided. Ask if there is a minimum time charge for certain activities such as phone calls since some lawyers charge a minimum quarter-hour for each task, including two-minute phone calls.
A great military brings years of hunger.
-- Lao Tzu
You will be shocked, and we mean very shocked, at how quickly fees add up. Each conversation with your lawyer, each letter counsel writes, each pleading prepared, each phone call with opposing counsel, each trip to court (including travel time), each consultation with experts, and each memo to the file costs you money. Be careful. Keep track of your $100 "chitchats." Some people are tempted by advertisements of lawyers promising "flat fees" as a cost-effective alternative to the usual hourly rate practice, but these "flat fee" lawyers may end up costing you more time and money.
Melanie, a 45-year-old homemaker and her husband Bruce were married for 22 years. They signed a settlement agreement prepared by a lawyer who charged Melanie a flat fee of $500. Bruce was under no obligation to pay alimony since Melanie (although currently unemployed) planned to resume her pre-marriage teaching career. The divorce judge refused to grant the divorce until the parties' agreement conformed with acceptable guidelines requiring unemployed wives to receive alimony. Melanie was distraught, thinking she would not get her quick inexpensive divorce. We explained the guidelines to her, then negotiated with Bruce and his lawyer for Bruce to pay alimony until Melanie secured a teaching position. With the revised agreement, the judge granted a divorce. Melanie and Bruce would have paid less if they used lawyers willing to spend enough time explaining the law and making sure the agreement conformed to it.
The worst form of decadence in generals
is insatiable greed.-- Zhuge Liang
Establish a Legal "Slush" Fund
The army is established by deceit,
moves for advantage, and adapts
through division and combination.-- Sun Tzu
Sun Tzu stressed the importance of raising armies in secret thereby avoiding enemy's attack and defensive countermeasures. Your covert operation requires a secret slush fund since payments of legal fees may reveal your plans prematurely. You should establish your army by deceit. Financial transactions are of strategic importance to the enemy, no less important than knowing enemy troop strength and location. Congress, for example, conceals the Central Intelligence Agency budget for this reason. Never lose the element of surprise.
Pay cash for your initial interview, since cash is not easily traced and you avoid invoices coming to the house. Borrow funds for retainers from friends and family, and have them pay the lawyer directly to avoid having funds flow through your account. You can also make a series of non-suspicious cash withdrawals (traveler's checks work nicely) if friends and family cannot afford to make the loan. Finally, if the funds are drawn on your personal (not joint) account, use a bank money order to avoid having a canceled check with your lawyer's name on it.
Avoid having bank statements or legal invoices sent to the house by using a private mail box service such as Mail Boxes Etc. You may want to avoid using a US Post Office box since keys are marked "USPO-Do Not Duplicate," which may create suspicion if discovered. Private services use unmarked keys, and some have "counter pickup," eliminating the need for a key. If counter service is unavailable, see whether they will accommodate you for an additional fee; otherwise make sure the unmarked key remains undetected. Have your alibi ready in case you are spotted at the mail service by the wrong person. Perhaps you needed to use some of the fine packing and mailing services provided by these firms.
Right-brain WisdomWhen people think they know the answers,
they are lost.
When they know they don't know,
they find wisdom.-- Lao Tzu
Selecting your Sage General cannot be reduced to a science. We have suggested a left-brained intellectual analysis, or as Lao Tzu would say, "you have gained knowledge by adding something every day." By the time you have interviewed several lawyers, your mind may be cluttered with data, including the valuable, the worthless, and the conflicting. For example, the most expensive lawyer may not be the best; the cheapest may be the least experienced.
You must clear your head from information overload--or as Lao Tzu would say, "to gain wisdom, remove something every day." Lie in bed or on your psychotherapist's couch, close your eyes, and try to shut off your "thinking" brain. Examine your feelings. Think of the first phone call, the interview, the follow up, and any other contacts or reactions you had after the initial meeting, no matter how insignificant. Sometimes the greatest insights are gained from the smallest details. Use your intuition, go with your gut feelings.
SummarySage generals are humbled by the wise,
follow good advice, act graciously but remain firm,
and are uncomplicated but create many strategies.-- Sun Tzu
Your lawyer must be a Sage General who possesses a solid reputation, ample experience and wisdom, and keen negotiating skills. He should be accessible, responsive to your questions, and have a healthy psyche. Finally, the fee structure should be fair, detailed, and conflict free.
Ideally, your Sage General should be assertive and highly civil like Atticus, the trial lawyer played by Gregory Peck in "To Kill a Mockingbird." Too many lawyers needlessly inflame proceedings with gratuitous nastiness; aggression is not strength, but rather a sign of fear or weakness. It is contrary to the Tao and will recede.
The Way means inducing people
to have the same aim as the leadership.-- Sun Tzu
The Sage General also welcomes your active participation since you are the best source of information and advocacy. Without your input, the lawyer is helpless--any lawyer who avoids your input cannot be a Sage General. Finally, your lawyer should know his place; the Sage General is not the Sovereign Ruler. But even the wisest sage needs spies in the field, and even the greatest Sovereign Ruler needs to build alliances. In Chapter 4, your role shifts from Sovereign Ruler to Sage Warrior, and you will learn how to use spies effectively and form alliances.
<<< | Chapter Two | | Table of Contents | | Chapter Four | >>>
The Tao of Divorce:
A Woman's Tactical Guide to Winning
(based on Sun Tzu's the Art of War)© 1996-2003, Sun Yee
all rights reserved